Regulatory and Compliance Updates


April 16th, 2014

Asia Regional Fund Management Passport


April 15th, 2014

EU MiFID II Markets, High-Frequency Trading


April 11th, 2014

SEC Corporate Disclosure Review Program


April 8th, 2014

FINRA Review Gifts, Communication Rules


April 8th, 2014

UK PRA Fixed Variable Remuneration Ratio


Recently Published Articles by Reg-Room

Read the latest in Regulation, Compliance and Governance


Published Article November 8th, 2012

Dodd-Frank, strong regulation on track after election gives Obama new term


October 15th, 2013

Regulatory Risk Report 10-01-13



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