Regulatory and Compliance Updates


April 22nd, 2014

CFPB Student Loan Default for Co-signers


April 22nd, 2014

SEC Investment Company Deregistration


April 16th, 2014

Asia Regional Fund Management Passport


April 15th, 2014

EU MiFID II Markets, High-Frequency Trading


April 15th, 2014

SEC Risk Management Market Access FAQ


Recently Published Articles by Reg-Room

Read the latest in Regulation, Compliance and Governance


Published Article November 8th, 2012

Dodd-Frank, strong regulation on track after election gives Obama new term


October 15th, 2013

Regulatory Risk Report 10-01-13



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